COM.on C.A.4:e26/163-171   Online published on Dec.16, 2010.
doi:10.4236/coca.2010.41026
PROCEEDING
To what extent (if any) climate shaped the evolutionary history of our own genus and affected early hominin behaviour and dispersal? Searching for an answer to a hotly debated question

Maria Rita PALOMBO

Dipartimento di Scienze della Terra, Università degli Studi di Roma “La Sapienza”; CNR, “Istituto di Geologia Ambientale e Geoingegneria”, Roma 00185, Italy

First Paragraph: It is widely accepted that our own Homo genus originated sometime around the Pliocene/Pleistocene boundary in Africa. Homo remains are first reported at about 2.34 Ma [1], but archaeological evidence at Gona, in Ethiopia, may indicate an earlier appearance of this taxon from around 2.6 Ma [2]. Although scholars disagree as to the ancestor of the human clade, it could rationally be expected that, as a primate, this ancestor was in some way ecologically dependent on arboreal environments, particularly woodlands. Thereby, it has long been assumed that human evolution was primarily linked to a general cooling trend accompanied by increasing aridity and seasonality, which the Earth’s climate system experienced around the Middle Miocene, intensifying during the later Pliocene and Pleistocene [3]. For instance, Vrba [4], analysing biotic changes and hominid evolutionary events in Africa during this time, suggested a number of hypotheses and predictions that link the climatic changes towards cooler, more arid and open environments, to the main events in hominid evolution, including the “massive geographical expansion of “Homo erectus”. Moreover, climate changes are thought to have exerted selective pressures, favouring large brains and cultural evolution [5-7], and, according to the ‘Variability Selection Hypothesis’, significant aspects of hominin evolution (bipedality, brain expansion, stone tool production as well as migration and dispersal) would have been promoted by amplified long-term climate fluctuations [8-10].

Recieved: Oct.10, 2010   Accepted: Dec.12, 2010  Corresponding: mariarita.palombo@uniromal.it


《现代人类学通讯》第四卷e26篇 第163-171页  2010年12月16日网上发行

会议摘要

气候对真人属进化史及早期人类行为和扩散有否影响及其程度:探索此热点问题的答案

玛丽娅•瑞塔•帕龙波

罗马智慧大学地球科学系,意大利 罗马 00185

首节:众所周知,在上新世更新世分界时,我们人类在非洲起源。在早期报道中人类遗迹最早可追溯至234万年前[1],然而埃塞俄比亚的戈纳地区的考古学证据却可能将人类出现的时间推至约260万年前 [2]。尽管学者们在人类的祖先是什么的问题上莫衷一是,但我们的祖先作为灵长类,那么从生态学角度考虑,多树的环境,特别是森林地带,在一定程度上是其赖以生存所必需的。因而,一直以来我们认为人类进化是和中新世的气候环境紧密联系的,中新世时全球逐渐变冷,并伴随着干旱加剧和季节性增强,而这一趋势又在上新世晚期和更新世被加强 [3]。例如,在分析了上述时期发生在非洲的生物变化和人类进化事件后,Vrba[4]提出一系列的假说和预测:当时,气候逐渐变冷,雨量减少,干旱接踵而至,茂密的森林逐渐稀疏以至大部分消失,剩下了大片的开阔空地,这些环境的变化是与人类进化的重大事件包括“直立人地理上大规模扩散”等相联系。另外,有研究发现气候变化作为选择压力使人类脑容量增大,并促进了文化的不断进步 [5-7]。而且,根据“变异选择假说”,长周期气候波动促进了人类进化的某些重大进展(两足行走、脑容量增大、石器工具的生产、迁徙和分布等)的出现 [8-10]。

收稿日期: 2010年10月10日  修回日期: 2010年12月2日 联系人:玛丽娅•瑞塔•帕龙波 mariarita.palombo@uniromal.it
全文链接 Full text: [PDF]

参考文献 References

1. Prat S, Brugal JP, Tiercelin JJ, Barrat JA, Bohn M, Delagnes A, Harmand S, Kimeu K, Kibunjia M, Texier PJ, Roche H (2005) First occurrence of early Homo in the Nachukui formation (West Turkana, Kenya) at 2.3-2.4 Myr. J Hum Evol 49: 230-240.
2. Semaw S, Rogers MJ, Quade J, Renne PR, Butler RF, Domínguez-Rodrigo M, Stout D, Hart WS, Pickering T, Simpson SW (2003) 2.6-million-year-old stone tools and associated bones from OGS-6 and OGS-7, Gona, Afar, Ethiopia. J Hum Evol 45: 169-177.
3. Zachos J, Pagani M, Sloan L, Thomas E, Billups K (2001) Trends, rhythms, and aberrations in global climate 65 Ma to present. Science 292: 686-693.
4. Vrba ES (1988) Late Pliocene Climatic Events and Hominid Evolution. In: Grine E (ed) Evolutionary History of the “Robust” Australopitecines. Aldine de Gruyter, New York, pp 405-426.
5. Calvin WH (2002) A Brain for All Seasons: Human Evolution and Abrupt Climate Change. Chicago: University of Chicago Press.
6. Ash J, Gallup GG (2007) Paleoclimatic Variation and Brain Expansion during Human Evolution. Hum Nat 18: 109-124.
7. Richerson PJ, Bettinger RL, Boyd B (2005) Evolution on a Restless Planet: Were Environmental Variability and Environmental Change Major Drivers of Human Evolution? In: Franz M, Wuketits FM, Francisco J, Ayala FJ (eds) The Evolution of Living Systems (including Hominids). Handbook of Evolution Wiley-VCH 2: 223-242.
8. Potts R (1998) Environmental hypotheses of hominin evolution. Yearb Phys Anthropol 41: 93-136.
9. Potts R (2002) Complexity and adaptability in human evolution. In: Goodman M, Moffat AS (eds) Probing Human Origins. Cambridge, MA: American Academy of Arts and Sciences. 33-58.
10. Macho GA, Leakey MG (2009) Small-scale environmental fluctuations and their possible effects on cognitive evolution and migration of Homo. Quat Int 204: 95-97.
11. Bonnefille R, Barboni D (2009) Reconstructing paleo-environments at East African hominid sites : methods and results from pollen, phytoliths, and isotopes. Abstracts Human Expansions and Global Change in the Pleistocene - Methods and Problems. Symposium and Workshops, Nov. 16-20, 2009, Frankfurt am Main, Germany.
12. Bobe R (2006) The evolution of arid ecosystems in eastern Africa. J Arid Environ. 66: 564-584.
13. Kingston JD (2007) Shifting adaptive landscapes: progress and challenges in reconstructing early hominid environments. Yearb Phys Anthropol 50: 20-58.
14. Kingston JD, Deino AL, Edgar RK, Hill A (2007) Astronomically forced climate change in the Kenyan Rift Valley 2.7-2.55 Ma: implications for the evolution of early hominin ecosystems. J Hum Evol 53: 487-503.
15. Elton S (2008) The environmental context of human evolutionary history in Eurasia and Africa. J Anat 212:377-93.
16. Elton S (2009) Exploring dispersal in the Plio-Pleistocene: can we use primate models to elucidate environmental influences on hominin movement within and out of Africa? Abstracts Human Expansions and Global Change in the Pleistocene - Methods and Problems. Symposium and Workshops, Nov. 16-20, 2009, Frankfurt am Main, Germany. 23-24.
17. Plummer TW, Ditchfield PW, Bishop LC, Kingston JD, Ferraro JV, David R, Braun DR, Hertel F, Potts R (2009) Oldest Evidence of Toolmaking Hominins in a Grassland-Dominated Ecosystem. PLoS ONE 4(9): e7199.
18. Martínez-Navarro B (2004) Hippos, pigs, bovids, saber-toothed tigers, monkeys, and hominids: dispersals through the Levantine corridor during late Pliocene and early Pleistocene times. In: Goren-Inbar N, Speth JD (eds) Human Paleoecology in the Levantine Corridor. Oxford: Oxbow Books. 37-52.
19. Van der Made J, Mateos A (2010) Longstanding biogeographic patterns and the dispersal of early Homo out of Africa and into Europe. Quat Int 223-224:195-200.
20. Vrba ES (1995) On the Connections between Paleoclimate and Evolution. In: Vrba ES, Denton GH, Partridge TC, Burckle LH (eds) Paleoclimateand Evolution with Emphasis on Human Origins. New Haven & London: Yale University Press. 24-45.
21. Alroy J, Koch PL, Zachos JC (2000) Global climate change and North American mammalian evolution. Paleobiology 26:259-288.
22. Barnosky AD (2001) Distinguishing the effects of the redqueen and Court Jesteron Miocene mammal evolution in the northern Rocky Mountains. J Vertebrate Paleontol 21: 172-185.
23. Barnosky AD (2005) Effects of quaternary climatic change on speciation in mammals. J Mamm Evol 12:247-264.
24. Blois JL, Hadly EA (2009) Mammalian Response to Cenozoic Climatic Change. Annu Rev Earth Planet Sci 37: 181-208.
25. Prothero DR, Heaton TH (1996) Faunal stability during the Early Oligocene climatic crash. Palaeogeogr Palaeoclimatol Palaeoecol 127: 257-283.
26. Prothero DR (1999) Does climatic change drive mammalian evolution? GSA Today 9: 1-7.
27. Prothero DR (2004) Did impacts, volcanic eruptions, or climate change affect mammalian evolution? Palaeogeogr Palaeoclimatol Palaeoecol 214: 283-294.
28. Graham RW, Lundelius Jr EL (1984) Coevolutionary disequilibrium and Pleistocene extinctions. In: Martin PS, Klein RG (eds) Quaternary Extinctions, a Prehistoric Revolution. Tucson: University of Arizona Press. 223-249.
29. Palombo MR (2010) A scenario of human dispersal in the northwestern Mediterranean throughout the Early to Middle Pleistocene. Quat Int 223-224: 179-194.
30. Palombo MR (2007) Climate change versus biotic interaction: a case study of large mammal faunal complexes on the Italian peninsula from the Pliocene to the Late Pleistocene. New methodological approaches. Courier Forschungsinstitut Senckenberg 259: 13-46.
31. Antón SC (2007) Climatic Influences on the Evolution of Early Homo? Folia Primatoliga 78: 365-388.
32. Carrión García JS (2009) Cambios Ecológicos y Evolución Humana. Murcia: Academia de Ciencias de la Región de Murcia. 64.
33. Carbonell E, Sala Ramos R, Rodríguez XP, Mosquera M, Ollé A, Vergès JM, Martínez-Navarro B, Bermúdez de Castro JM (2010) Early hominid dispersals: A technological hypothesis for “out of Africa”. Quat Int 223-224: 36-44.
34. Leroy S, Arpe K, Mikolajewicz U (2010) Vegetation context and climatic limits of of Early Pleistocene hominin dispersal in Europe. Quat Sci Rev, in press.
35. Van der Made J (2010) Biogeography and climatic change as a context to human dispersal out of Africa and within Eurasia. Quat Sci Rev, in press.
36. Agustí J, Lordkipanidze D (2010) How “African” was the early human dispersal out of Africa? Quat Sci Rev, in press.
37. Garcia T, Féraud G, Falguères C, deLumley H, Perrenoud C, Lordkipanidze D (2009) Earliest human remains in Eurasia, New 40Ar/39Ar dating of the Dmanisi hominid-bearing levels. Quat Geochronol 5:443-451.
38. Lordkipanidze D, Jashashvili T, Vekua A, Ponce de Léón M, Zollikofer C, Rightmire GP, Pontzer H, Ferring R, Oms O, Tappen M, Bukhsianidze M, Agustí J, Kahlke R, Kiladze G, Martínez-Navarro B, Mouskhelishvili Nioradze M (2007) Postcranial evidence of early Homo from Dmanisi, Georgia. Nature 449:305-310.
39. Rightmire GP, Lordkipanidze D (2009) Comparisons of Early Pleistocene skulls from East Africa and the Georgian Caucasus: evidence bearing on the origin and systematic of Genus Homo. In: Grine FE, Fleagle JG, Leakey RE (eds) The First Humans: Origin and Early Evolution of the Genus Homo. Springer, Netherlands, Dordrecht. 39-48.
40. Messager E, Lordkipanidze D, Kvavadze E, Ferring CR, Voinchet P (2010) Palaeoenvironmental reconstruction of Dmanisi site (Georgia) based on palaeobotanical data. Quat Int 223-224: 20-27.
41. Palombo MR (2009) Biochronology of terrestrial mammals and Quaternary subdivisions: a case study of large mammals from the Italian peninsula. Il Quaternario 22: 291-306.
42. Agustí J, Lordkipanidze D (2010) How “African” was the early human dispersal out of Africa? Quat Sci Rev, in press.
43. Griffin DL (2002) Aridity and humidity: two aspects of the late Miocene climate of North Africa and the Mediterranean. Palaeogeogr Palaeoclimatol Palaeoecol 182: 69-91.
44. Osborne AH, Vance D, Rohling EJ, Barton Rogerson M, Fello N (2008) A humid corridor across the Sahara for the migration of early modern humans out of Africa 120,000 years ago. Proc Natl Acad Sci USA 105: 16444-16447.
45. Turner A, O’Regan HJ (2007) Zoogeography - primate and early hominin distribution and migration patterns. In: Henke W, Tattersall I (eds) Handbook of Palaeoanthropology. Principles, Springer, New York: Methods and Approaches, vol. 1. 271-290.
46. Turner A, O’Regan HJ (2007) Afro-Eurasian mammalian fauna and early hominin dispersals. In: Petraglia MD, Allchin B (eds) The Evolution and History of Human Populations in South Asia. Springer, Dordrecht. 23-39.
47. Westaway (2010) The relationship between initial (end-Pliocene) hominin dispersal and landscape evolution in the Levant; an alternative view. Quat Sci Rev 29: 1491-1500.
48. Luis JR, Rowold DJ, Regueiro M, Caeiro B, Cinnioglu C, Roseman C, Underhill PA, Cavalli-Sforza LL, Herrera RJ (2004) The Levant versus the Horn of Africa: Evidence for Bidirectional Corridors of Human Migrations Am. J Hum Genet 74: 532-544.
49. Field JS, Petraglia MD, Mirazon Lahr M (2007) The southern dispersal hypothesis and the South Asian archaeological record: Examination of dispersal routes through GIS analysis. J Anthropol Archaeol 26: 88-108.
50. Rose J (2007) The Arabian Corridor Migration Model: archaeological evidence for hominin dispersals into Oman during the Middle and Upper Pleistocene. Proceedings of the Seminar for Arabian Studies 37: 1-19.
51. King G, Bailey G (2006) Tectonics and human evolution. Antiquity 80: 265-286.
52. Fernandes CA, Rohling EJ, Siddall M (2006) Absence of post-Miocene Red Sea land bridges: biogeographic implications. J Biogeogr 33: 961-966.
53. O’Regan HJ (2008)The Iberian Peninsula - corridor or cul-de-sac? Mammalian faunal change and possible routes of dispersal in the last 2 million years. Quat Sci Rev 27: 2136-2144.
54. O’Regan HJ, Turner A, Bishop LC, Elton S, Lamb AL (2009) Hominins without fellow travellers? First appearances and inferred dispersals of Afro-Eurasian large-mammals in the Plio-Pleistocene. Quat Sci Rev, in press.
55. Gibbard PL, Head MJ, Walker MJC (2010) Formal ratification of the Quaternary System/Period and the Pleistocene Series/Epoch with a base at 2.58 Ma. J Quat Sci 25: 96-102.
56. Wood B (1991) Koobi Fora Research Project. Volume 4: Hominid Cranial Remains. Oxford: Clarendon Press.
57. Manzi G, Bruner E, Passarello P (2003) The one-million-year-old Homo cranium from Bouri (Ethiopia): a reconsideration of its H. erectus affinities. J Hum Evol 44: 731-736.
58. Manzi G, Magri D, Palombo MR (2010) Early-Middle Pleistocene environmental changes and human evolution in the Italian peninsula. Quat Sci Rev, in press.
59. Denell R (2009) The Palaeolithic Settlement of Asia. Cambridge University Press.
60. Bettis EA, Milius AK, Carpenter SJ, Larick R, Zaim Y, Rizal Y, Ciochon R, Tassier-Surine SA, Murray D, Bronto S (2009) Way out of Africa: Early Pleistocene paleoenvironments inhabited by Homo erectus in Sangiran, Java .J Hum Evol 56: 11-24.
61. Hughes JK, Haywood A, Mithen SJ, Sellwood BW, Valdes PJ (2007) Investigating early hominin dispersal patterns: developing a framework for climate data integration. J Hum Evol 53: 465-474.
62. Belmaker M, Tchernov E, Condemi S, Bar-Yosef O (2002) New evidence for hominid presence in the Lower Pleistocene of the Southern Levant. J Hum Evol 43: 43-56.
63. Bar-Yosef O, Belmaker M (2010) Early and Middle Pleistocene Faunal and hominins dispersals through Southwestern Asia. Quat Sci Rev, in press.
64. Carbonell E, Bermúdez de Castro JM, Parés JM, Pérez-González A, Cuenca- Bescós G, Ollé A, Mosquera M, Huguet R, van der Made J, Rosas A, Sala R, Vallverdú J, García N, Granger DE, Martinón-Torres M, Rodríguez XP, Stock GM, Vergès JM, Allué E, Burjachs F, Cáceres I, Canals A, Benito A, Díez C, Lozano M, Mateos A, Navazo M, Rodríguez J, Rosell J, Arsuaga JL (2008) The first hominin of Europe. Nature 452: 465-469.
65. Toro-Moyano I, deLumley H, Fajardo B, Barsky D, Cauche D, Celiberti V, Grégoire S, Martinez-Navarro B, Espigares MP, Ros-Montoya S (2009) L’industrie lithique des gisements du Pléistocène inférieur de Barranco León et Fuente Nueva 3 à Orce, Grenade, Espagne. L’Anthropologie 113: 111-124.
66. Crochet JY, Welcomme JL, Ivorra J, Ruffet G, Boulbes N, Capdevila R, Claude J, Firmat C, Métais G, Michaux J, Pickford M (2009) Une nouvelle faune de vertébrés continentaux, associée à des artifacts dans le Pléistocène inférieur de l’Hérault (Sud de la France), ver 1,57 Ma. CR Palevol. 8:725-736.
67. Arzarello M, Marcolini F, Pavia G, Pavia M, Petronio C, Petrucci M, Rook L, Sardella R (2009) L’industrie lithique du site Pléistocène inférieur de Pirro Nord (Apricena, Italie du sud): une occupation humaine entre 1,3 et 1,7 Ma. L’Anthropologie 113: 47-58.
68. Potts R (2007) Environmental hypotheses of Pliocene human evolution. In: Bobe R, Alemseged Z, Behrensmeyer AK (eds) Hominin Environments in the East African Pliocene: An Assessment of the Faunal Evidence. Vertebrate Paleobiology and Paleoanthropology Series, 25-49.
69. Bobe R, Behrensmeyer AK (2004) The expansion of grassland ecosystems in Africa in relation to mammalian evolution and the origin of the genus Homo. Palaeogeogr Palaeoclimatol Palaeoecol 207: 399- 420.
70. Trauth MH, Maslin MA, Deino AL, Strecker MR, Bergne AGN, Dühnforth M (2007) High- and low-latitude forcing of Plio-Pleistocene East African climate and human evolution. J Hum Evol 53: 475-486.
71.Trauth MH, Maslin MA, Bergne AGN, Deino AL, Jungin¬ger A, Odada E, Olago DO, Olaka L, Strecker MR, Tiedemann R (2010) Human Evolution and Migration in a Variable Environment: The Ampli¬fier Lakes of East Africa. Quat Sci Rev 29:2981-2988.
72. Hopley PJ, Weedon GP, Marshall JD, Herries AIR, Latham AG (2007) High- and low-latitude orbital forcing of early hominin habitats in South Africa. Earth Planet Sci Lett 256: 419-432.
73. Rolland N (2010) The earliest hominid dispersals beyond Subsaharan Africa: A survey of underlying causes. Quat Int 223-224:54-64.